The State of Connecticut, Office of the Attorney General, Securities Valuation Services, Department of Banking
The State of Connecticut, Office of the Attorney General is seeking proposals to provide certain services concerning the valuation of securities in connection with the representation of the Banking Commissioner in potential securities enforcement litigation, including, but not limited to, reviewing and analyzing the offering memoranda, partnership agreements, financial statements and other documentation related to the securities, providing valuations of privately traded security instruments and offering testimony in court and/or deposition.
SCOPE OF SERVICES: The Attorney General of Connecticut, George Jepsen, pursuant to Conn. Gen. Stat. Section 3-125, invites proposals from appropriately qualified consultants or consulting firms to work with the Office of the Connecticut Attorney General ("CTAG"), to provide advice and analysis on the valuation of certain privately traded securities offered to investors in connection with potential securities enforcement litigation on behalf of the Banking Commissioner, provide analysis and advice on market practices related to investments and holdings of investment funds, review deal documents and financial statements, and prepare expert report and testimony. Proposals must be received by the Office of the Attorney General by 4:30 p.m., local time, on March 5, 2012. The Attorney General may invite some applicants to attend an interview shortly thereafter.
An evaluation committee will evaluate the proposals in accordance with the selection criteria set forth in this RFP, which explains other terms and requirements. The selected consultant must enter into a contract with the Office of the Attorney General, substantially in the form of the draft contract set out in Appendix A. The Attorney General encourages minority, women-owned and disadvantaged businesses to apply.
APPLICATIONS/FURTHER INFORMATION: See: http://www.ct.gov/ag/lib/ag/rfps/rfp2012-07southridgevaluation.pdf
All communication with the Attorney General's Office must be undertaken only as specified in this RFP.